Investment adviser · CRD 105370

THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Jan 18, 2013

Regulatory AUM
$30.9B
Form ADV · Item 5.F
Client accounts
172
Accounts, not individual clients
Employees
45
Reported in this filing
Advisory professionals
19
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE CLIFTON COMMODITIES FUND LPHedge Fund · Last reported Jan 18, 2013$288MGross asset value
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4031033579
Reported beneficial owners
13
Minimum commitment
$2M
Form D file number
021-158746

Form ADV 692704 · Jan 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLIFTON GLOBAL BALANCED RISK FUND LTDHedge Fund · Last reported Jan 18, 2013$50MGross asset value
Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. CAYMAN GRAND CAYMAN, Cayman Islands
Custodian NOTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4046513649
Reported beneficial owners
1
Minimum commitment
$10M
Form D file number
021-174737

Form ADV 692704 · Jan 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLIFTON DEFENSIVE EQUITY FUND LLCHedge Fund · Last reported Jan 18, 2013$39.5MGross asset value
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2683757792
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-172833

Form ADV 692704 · Jan 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLIFTON EQUAL SECTOR COMMODITY STRATEGY FUND LLCHedge Fund · Last reported Jan 18, 2013$18MGross asset value
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4598998061
Reported beneficial owners
1
Minimum commitment
$5M
Form D file number
021-182036

Form ADV 692704 · Jan 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLIFTON U.S. INFLATION-LINKED BOND FUND LTD.Hedge Fund · Last reported Jan 18, 2013$18MGross asset value
Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6393951323
Reported beneficial owners
1
Minimum commitment
$10M
Form D file number
021-76440

Form ADV 692704 · Jan 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLIFTON INTERNATIONAL INFLATION-LINKED BOND FUND LTD.Hedge Fund · Last reported Jan 18, 2013$14MGross asset value
Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6918926540
Reported beneficial owners
1
Minimum commitment
$12M
Form D file number
021-176437

Form ADV 692704 · Jan 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 18, 2013. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

3600 MINNESOTA DRIVE, SUITE 325
MINNEAPOLIS, MN, 55435, United States

CRD 105370

Filing source

Form ADV 692704 · Jan 18, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.