Investment adviser · CRD 111128
THE CARLYLE GROUP
CARLYLE INVESTMENT MANAGEMENT L.L.C.
WASHINGTON, DC, United States · Form ADV filed Mar 27, 2024
- Regulatory AUM
- $274B Form ADV · Item 5.F
- Client accounts
- 639 Accounts, not individual clients
- Employees
- 1,010 Reported in this filing
- Advisory professionals
- 311 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $188,588,265,818 | 894 | Mar 31, 2022 |
| 2022 | $243,968,240,347 | 1,018 | Mar 30, 2023 |
| 2023 | $273,608,034,966 | 1,010 | Mar 27, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 622 | $197,878,183,228 | 72.3% |
| Insurance companies | 14 | $74,870,352,597 | 27.4% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $841,080,920 | 0.3% |
| Other clients | Fewer than 5 | $18,418,221 | 0.0% |
| Government entities | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 1815139 · Mar 27, 2024 · Item 5.D
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
286 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND IIPrivate Equity Fund · Master$437MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
TCG CAPITAL MARKETS L.L.C.
CRD 291767 · SEC 8-70061
Fund details & source
- Fund ID
- 805-5682063534
- Reported beneficial owners
- 125
- Minimum commitment
- $10M
Form ADV 1815139 · Mar 27, 2024 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE US CLO 2017-5, LTD.Securitized Asset Fund$436MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9122656044
- Reported beneficial owners
- 3
- Minimum commitment
- $250K
Form ADV 1815139 · Mar 27, 2024 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE US CLO 2023-3, LTD.Securitized Asset Fund$434MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9867946664
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
Form ADV 1815139 · Mar 27, 2024 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD.Securitized Asset Fund$434MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5785457632
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1815139 · Mar 27, 2024 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE US CLO 2023-2, LTD.Securitized Asset Fund$430MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5920025977
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
Form ADV 1815139 · Mar 27, 2024 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE ATOM PARTNERSPrivate Equity Fund · Master$423MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Fund details & source
- Fund ID
- 805-5162870860
- Reported beneficial owners
- 8
- Minimum commitment
- $0
- Form D file number
- 021-391745
Form ADV 1815139 · Mar 27, 2024 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE PARTNERS GROWTHPrivate Equity Fund · Master$422MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LTD
PCAOB 1655
Fund details & source
- Fund ID
- 805-5791750201
- Reported beneficial owners
- 332
- Minimum commitment
- $10M
- Form D file number
- 021-412781
Form ADV 1815139 · Mar 27, 2024 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Oct 4, 2023 · previous imported filing
- Regulatory AUM$243,968,240,347 → $273,608,034,966
- Client accounts632 → 639
- Employees1,018 → 1,010
Filing source
Form ADV 1815139 · Mar 27, 2024 · Items 1 & 5
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $195B
- Non-discretionary
- $78.3B
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
1001 PENNSYLVANIA AVENUE, N.W., SUITE 220 SOUTHWASHINGTON, DC, 20004-2505, United States
CRD 111128
Filing source
Form ADV 1815139 · Mar 27, 2024 · Items 1 & 5
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.