Investment adviser · CRD 111128

THE CARLYLE GROUP

CARLYLE INVESTMENT MANAGEMENT L.L.C.

WASHINGTON, DC, United States · Form ADV filed Mar 30, 2023

Regulatory AUM
$244B
Form ADV · Item 5.F
Client accounts
632
Accounts, not individual clients
Employees
1,018
Reported in this filing
Advisory professionals
334
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$122B$244BFY 2021: $188,588,265,818.00FY 2021FY 2022: $243,968,240,347.00FY 2022

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$188,588,265,818894Mar 31, 2022
2022$243,968,240,3471,018Mar 30, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles612$197,347,786,43480.9%
Insurance companies16$45,728,716,20918.7%
Sovereign wealth & foreign institutionsFewer than 5$870,086,2570.4%
Other clientsFewer than 5$21,651,4470.0%
Government entitiesFewer than 5Not reportedNot reported
Filing source

Form ADV 1715482 · Mar 30, 2023 · Item 5.D

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

CARLYLE INTERNATIONAL ENERGY PARTNERSPrivate Equity Fund · Master$3BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LTD GEORGE TOWN, Cayman Islands Other funds reporting this name →
Custodian HSBC BANK USA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian SOCIETE GENERALE LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK, N.A. WASHINGTON, District of Columbia, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

Fund details & source
Fund ID
805-9125250921
Reported beneficial owners
300
Minimum commitment
$10M
Form D file number
021-201800

Form ADV 1715482 · Mar 30, 2023 · Schedule D 7.B.(1)

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 16, 2023 · previous imported filing

  • Regulatory AUM$202,092,756,264 → $243,968,240,347
  • Client accounts606 → 632
  • Employees894 → 1,018
Filing source

Form ADV 1715482 · Mar 30, 2023 · Items 1 & 5

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$193B
Non-discretionary
$51.4B

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1001 PENNSYLVANIA AVENUE, N.W., SUITE 220 SOUTH
WASHINGTON, DC, 20004-2505, United States

CRD 111128

Filing source

Form ADV 1715482 · Mar 30, 2023 · Items 1 & 5

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.