Investment adviser · CRD 111128
THE CARLYLE GROUP
CARLYLE INVESTMENT MANAGEMENT L.L.C.
WASHINGTON, DC, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $189B Form ADV · Item 5.F
- Client accounts
- 582 Accounts, not individual clients
- Employees
- 894 Reported in this filing
- Advisory professionals
- 297 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $188,588,265,818 | 894 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 569 | $187,695,020,382 | 99.5% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $873,879,423 | 0.5% |
| Other clients | Fewer than 5 | $19,366,013 | 0.0% |
| Government entities | Fewer than 5 | Not reported | Not reported |
| Insurance companies | 9 | Not reported | Not reported |
Filing source
Form ADV 1592546 · Mar 31, 2022 · Item 5.D
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
223 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUNDPrivate Equity Fund · Master$418MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646
TCG CAPITAL MARKETS L.L.C.
CRD 291767 · SEC 8-70061
Fund details & source
- Fund ID
- 805-4297442349
- Reported beneficial owners
- 91
- Minimum commitment
- $10M
Form ADV 1592546 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE US CLO 2018-3, LTD.Securitized Asset Fund$415MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8961644144
- Reported beneficial owners
- 3
- Minimum commitment
- $250K
Form ADV 1592546 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE C17 CLO, LTD.Securitized Asset Fund$413MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-1812313849
- Reported beneficial owners
- 3
- Minimum commitment
- $250K
Form ADV 1592546 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD.Securitized Asset Fund$408MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3579595125
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1592546 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTDSecuritized Asset Fund$403MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5011787010
- Reported beneficial owners
- 5
- Minimum commitment
- $250K
Form ADV 1592546 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GREENLEAF CO-INVEST PARTNERS, L.P.Private Equity Fund$386MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
TCG CAPITAL MARKETS L.L.C.
CRD 291767 · SEC 8-70061
Fund details & source
- Fund ID
- 805-2365494117
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1592546 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CGP CARE, L.P.Private Equity Fund$343MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Fund details & source
- Fund ID
- 805-6991494706
- Reported beneficial owners
- 5
- Minimum commitment
- $0
Form ADV 1592546 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1592546 · Mar 31, 2022 · Items 1 & 5
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $185B
- Non-discretionary
- $3.87B
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
1001 PENNSYLVANIA AVENUE, N.W., SUITE 220 SOUTHWASHINGTON, DC, 20004-2505, United States
CRD 111128
Filing source
Form ADV 1592546 · Mar 31, 2022 · Items 1 & 5
Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.