Investment adviser · CRD 140551
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
Investment adviser filing (IA)
PHOENIX, AZ, United States · Form ADV filed Mar 16, 2026
- Regulatory AUM
- $539M Form ADV · Item 5.F
- Client accounts
- 1,814 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 402 | $274,300,012 | 50.9% |
| High-net-worth individuals | 1,022 | $242,991,187 | 45.1% |
| Other clients | Fewer than 5 | $21,556,005 | 4.0% |
Filing source
Form ADV 2064518 · Mar 16, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 16, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
10000 N 31ST AVE, SUITE D216PHOENIX, AZ, 85051, United States
CRD 140551
Filing source
Form ADV 2064518 · Mar 16, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.