Investment adviser · CRD 163504

THE AURORA FUNDS, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CARY, NC, United States · Form ADV filed Apr 1, 2024

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AURORA VENTURES V, LPVenture Capital Fund · Last reported Apr 1, 2024$3.81MGross asset value
Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP RALEIGH, North Carolina, United States
Custodian PACIFIC WESTERN BANK DURHAM, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, LLP
PCAOB 243

Fund details & source
Fund ID
805-7805298892
Reported beneficial owners
28
Minimum commitment
$100K
Form D file number
021-81066

Form ADV 1856999 · Apr 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AURORA VENTURES IV, LLCVenture Capital Fund · Last reported Apr 1, 2024$134KGross asset value
Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP RALEIGH, North Carolina, United States
Custodian PACIFIC WESTERN BANK DURHAM, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, LLP
PCAOB 243

Fund details & source
Fund ID
805-6053885796
Reported beneficial owners
50
Minimum commitment
$100K
Form D file number
021-41743

Form ADV 1856999 · Apr 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AURORA VENTURES, LLCVenture Capital Fund · Last reported Mar 30, 2012$177KGross asset value
Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE PNC FINANCIAL SERVICES GROUP, INC. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7758430440
Reported beneficial owners
58
Minimum commitment
$25K

Form ADV 632317 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AURORA ENRICHMENT FUND, LLCVenture Capital Fund · Last reported Mar 31, 2017$0Gross asset value
Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian SQUARE 1 BANK DURHAM, North Carolina, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2608316006
Reported beneficial owners
23
Minimum commitment
$25K

Form ADV 1096014 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AURORA VENTURES II, LLCVenture Capital Fund · Last reported Mar 31, 2017$0Gross asset value
Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian SQUARE 1 BANK DURHAM, North Carolina, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8874632584
Reported beneficial owners
90
Minimum commitment
$100K

Form ADV 1096014 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AV II ARGOS ENRICHMENT, LLCVenture Capital Fund · Last reported Mar 30, 2018$0Gross asset value
Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian SQUARE 1 DURHAM, North Carolina, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5397415006
Reported beneficial owners
16
Minimum commitment
$1K

Form ADV 1204708 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARBINGER/AURORA QP VENTURE FUND, LLCVenture Capital Fund · Last reported Mar 31, 2017$0Gross asset value
Auditor ERNST & YOUNG, LLP BIRMINGHAM, Alabama, United States
Custodian PIPER JAFFRAY & CO. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian REGIONS BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5825513057
Reported beneficial owners
37
Minimum commitment
$200K

Form ADV 1096014 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2024. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

790 SE CARY PARKWAY, SUITE 204
CARY, NC, 27511, United States

CRD 163504

Filing source

Form ADV 1856999 · Apr 1, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.