Investment adviser · CRD 109175
THE ADVISORY GROUP
Investment adviser filing (IA)
TAG FINANCIAL INC
DIAMOND BAR, CA, United States · Form ADV filed Mar 24, 2022
- Regulatory AUM
- $380M Form ADV · Item 5.F
- Client accounts
- 724 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 633 | $199,053,788 | 52.4% |
| High-net-worth individuals | 39 | $93,699,675 | 24.7% |
| Retirement plans | 14 | $77,399,526 | 20.4% |
| Charities | 8 | $6,223,226 | 1.6% |
| Corporations & businesses | 1 | $3,178,811 | 0.8% |
| Other clients | 1 | $50,590 | 0.0% |
Filing source
Form ADV 1624502 · Mar 24, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 24, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
20955 PATHFINDER ROAD, SUITE 110DIAMOND BAR, CA, 91765-4029, United States
CRD 109175
Filing source
Form ADV 1624502 · Mar 24, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.