Investment adviser · CRD 110088
TD ASSET MANAGEMENT
Investment adviser filing (IA)
TDAM USA INC.
TORONTO, ONTARIO, Canada · Form ADV filed Jan 27, 2022
- Regulatory AUM
- $4.94B Form ADV · Item 5.F
- Client accounts
- 424 Accounts, not individual clients
- Employees
- 433 Reported in this filing
- Advisory professionals
- 46 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $2,277,411,590 | 46.1% |
| Corporations & businesses | 114 | $1,282,837,327 | 26.0% |
| Pooled investment vehicles | 1 | $930,844,233 | 18.8% |
| High-net-worth individuals | 113 | $331,632,400 | 6.7% |
| Charities | 7 | $85,048,928 | 1.7% |
| Insurance companies | 1 | $31,520,894 | 0.6% |
| Retirement plans | 1 | $939,451 | 0.0% |
Filing source
Form ADV 1596491 · Jan 27, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 27, 2022. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
161 BAY STREET, 35TH FLOOR, TD CANADA TRUST TOWERTORONTO, ONTARIO, M5J 2T2, Canada
CRD 110088
Filing source
Form ADV 1596491 · Jan 27, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.