TCW ASSET MANAGEMENT COMPANY LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$64,822,534,127	414	Mar 29, 2022
2022	$54,236,898,080	424	Mar 29, 2023
2023	$64,193,181,956	423	Mar 28, 2024
2024	$70,373,682,943	440	Mar 28, 2025
2025	$81,175,239,986	431	Mar 27, 2026

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	84	$30,108,893,228	37.1%
Sovereign wealth & foreign institutions	22	$21,551,072,447	26.5%
Government entities	17	$9,326,721,064	11.5%
Insurance companies	13	$8,049,788,138	9.9%
Retirement plans	22	$6,360,561,601	7.8%
Business development companies	5	$3,194,405,549	3.9%
Corporations & businesses	12	$1,184,166,139	1.5%
High-net-worth individuals	19	$637,446,213	0.8%
Banks & thrifts	1	$434,266,183	0.5%
Charities	5	$327,919,424	0.4%

Filing source

Form ADV 2068073 · Mar 27, 2026 · Item 5.D

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

39 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

TCW EM OPPORTUNISTIC CREDIT TOTAL RETURN FUND, L.P.Other Private Fund$17.3MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW EM Opportunistic Credit Total Return Fund, L.P.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-1088510892
Reported beneficial owners: 8
Minimum commitment: $250K
Form D file number: 021-271965

Form ADV 2068073 · Mar 27, 2026 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW EM LOCAL CURRENCY ABSOLUTE RETURN FUND, L.P.Other Private Fund$8.43MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW EM Local Currency Absolute Return Fund, L.P.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-2087572537
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-288845

Form ADV 2068073 · Mar 27, 2026 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DUTCH HILL FUNDING II LTD.*Securitized Asset Fund$0Gross asset value

Search Form D filings →

Fund administrator U.S. BANK, NA CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, NA CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-6632585139
Reported beneficial owners: 0
Minimum commitment: $250K
Form D file number: 021-9999999999

Form ADV 2068073 · Mar 27, 2026 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MEDLEY OPPORTUNITY FUND III, LPPrivate Equity Fund · Master$0Gross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Medley Opportunity Fund III LP

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WEAVER AND TIDWELL LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL LLP
PCAOB 410

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-6750534689
Reported beneficial owners: 7
Minimum commitment: $10M
Form D file number: 021-232238

Form ADV 2068073 · Mar 27, 2026 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 9, 2026 · previous imported filing

Regulatory AUM$70,373,682,943 → $81,175,239,986
Client accounts212 → 218
Employees440 → 431

Filing source

Form ADV 2068073 · Mar 27, 2026 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $81.1B
Non-discretionary: $71.6M

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

515 SOUTH FLOWER STREET
LOS ANGELES, CA, 90071, United States

CRD 105742

Filing source

Form ADV 2068073 · Mar 27, 2026 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.