Investment adviser · CRD 105742
TCW ASSET MANAGEMENT COMPANY LLC
LOS ANGELES, CA, United States · Form ADV filed Mar 28, 2024
- Regulatory AUM
- $64.2B Form ADV · Item 5.F
- Client accounts
- 234 Accounts, not individual clients
- Employees
- 423 Reported in this filing
- Advisory professionals
- 145 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $64,822,534,127 | 414 | Mar 29, 2022 |
| 2022 | $54,236,898,080 | 424 | Mar 29, 2023 |
| 2023 | $64,193,181,956 | 423 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 70 | $24,346,804,935 | 37.9% |
| Sovereign wealth & foreign institutions | 22 | $17,437,270,026 | 27.2% |
| Government entities | 17 | $8,275,639,769 | 12.9% |
| Retirement plans | 26 | $7,277,297,794 | 11.3% |
| Business development companies | 4 | $3,512,775,497 | 5.5% |
| Corporations & businesses | 20 | $1,751,071,179 | 2.7% |
| Insurance companies | 15 | $980,024,241 | 1.5% |
| Charities | 5 | $349,233,379 | 0.5% |
| High-net-worth individuals | 26 | $263,065,136 | 0.4% |
| Individuals | Fewer than 5 | $0 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1835655 · Mar 28, 2024 · Item 5.D
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
33 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
TCW CLO 2019-2, LTD.Securitized Asset Fund$400MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI WFLLPEPC7FZXENRZV188
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-7012198217
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1835655 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW CLO 2018-1, LTD.Securitized Asset Fund$383MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-1557809452
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1835655 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW RESCUE FINANCING FUND II LPHedge Fund$367MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-2071828497
- Reported beneficial owners
- 23
- Minimum commitment
- $0
- Form D file number
- 021-497549
Form ADV 1835655 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WEST VIRGINIA DIRECT LENDING LLCHedge Fund$340MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
Fund details & source
- Fund ID
- 805-6043878370
- Reported beneficial owners
- 2
- Minimum commitment
- $2M
- Form D file number
- 021-252582
Form ADV 1835655 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW DIRECT LENDING PRIVATE FUND VIII LPHedge Fund · Master$210MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-1925804585
- Reported beneficial owners
- 18
- Minimum commitment
- $10M
- Form D file number
- 021-467324
Form ADV 1835655 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW MINNESOTA SECURITIZED OPPORTUNITIES FUND LPOther Private Fund$180MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
Fund details & source
- Fund ID
- 805-9118394617
- Reported beneficial owners
- 1
- Minimum commitment
- $100
Form ADV 1835655 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW DIRECT LENDING VIII LLC CAYMAN FEEDER, L.P.Private Equity Fund$74.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-7218631893
- Reported beneficial owners
- 2
- Minimum commitment
- $10M
- Form D file number
- 021-451691
Form ADV 1835655 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 15, 2024 · previous imported filing
- Regulatory AUM$54,236,898,080 → $64,193,181,956
- Client accounts256 → 234
- Employees424 → 423
Filing source
Form ADV 1835655 · Mar 28, 2024 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $64.2B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
515 SOUTH FLOWER STREETLOS ANGELES, CA, 90071, United States
CRD 105742
Filing source
Form ADV 1835655 · Mar 28, 2024 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.