Investment adviser · CRD 105742
TCW ASSET MANAGEMENT COMPANY LLC
LOS ANGELES, CA, United States · Form ADV filed Mar 29, 2023
- Regulatory AUM
- $54.2B Form ADV · Item 5.F
- Client accounts
- 256 Accounts, not individual clients
- Employees
- 424 Reported in this filing
- Advisory professionals
- 154 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $64,822,534,127 | 414 | Mar 29, 2022 |
| 2022 | $54,236,898,080 | 424 | Mar 29, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 84 | $17,890,399,027 | 33.0% |
| Sovereign wealth & foreign institutions | 25 | $14,213,111,865 | 26.2% |
| Government entities | 18 | $8,474,511,166 | 15.6% |
| Retirement plans | 28 | $7,653,049,449 | 14.1% |
| Business development companies | 4 | $2,301,760,437 | 4.2% |
| Corporations & businesses | 21 | $1,408,421,875 | 2.6% |
| Insurance companies | 14 | $1,360,184,768 | 2.5% |
| Charities | 13 | $730,729,007 | 1.3% |
| High-net-worth individuals | 32 | $204,730,486 | 0.4% |
| Individuals | Fewer than 5 | $0 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1720134 · Mar 29, 2023 · Item 5.D
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
51 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
TCW MINNESOTA SECURITIZED OPPORTUNITIES FUND LPOther Private Fund$166MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
Fund details & source
- Fund ID
- 805-9118394617
- Reported beneficial owners
- 1
- Minimum commitment
- $100
Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NJ/TCW DIRECT LENDING LLCPrivate Equity Fund$93.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-3942375521
- Reported beneficial owners
- 3
- Minimum commitment
- $1.5M
- Form D file number
- 021-257586
Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DAVIS SQUARE FUNDING V, LTD.*Securitized Asset Fund$86.1MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188
Fund details & source
- Fund ID
- 805-3972957750
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
- Form D file number
- 021-9999999999
Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW RESIDENTIAL CAPITAL STRUCTURE ARBITRAGE FUND, L.P.Securitized Asset Fund · Master$80.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-3648817353
- Reported beneficial owners
- 433
- Minimum commitment
- $1M
- Form D file number
- 021-269910
Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW CORPORATE BOND LIMITED PARTNERSHIPOther Private Fund$57.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-8805297537
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-130777
Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW EMERGING MARKETS INCOME FOCUS FUND, L.P.Other Private Fund$46.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-5640646122
- Reported beneficial owners
- 24
- Minimum commitment
- $1M
- Form D file number
- 021-270281
Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DAVIS SQUARE FUNDING III, LTD.*Securitized Asset Fund$46MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
Fund details & source
- Fund ID
- 805-5029371570
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
- Form D file number
- 021-9999999999
Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 24, 2023 · previous imported filing
- Regulatory AUM$64,822,534,127 → $54,236,898,080
- Client accounts252 → 256
- Employees414 → 424
Filing source
Form ADV 1720134 · Mar 29, 2023 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $54.2B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
865 S FIGUEROA ST, STE 1800LOS ANGELES, CA, 90017-2593, United States
CRD 105742
Filing source
Form ADV 1720134 · Mar 29, 2023 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.