Investment adviser · CRD 105742

TCW ASSET MANAGEMENT COMPANY LLC

LOS ANGELES, CA, United States · Form ADV filed Mar 29, 2023

Regulatory AUM
$54.2B
Form ADV · Item 5.F
Client accounts
256
Accounts, not individual clients
Employees
424
Reported in this filing
Advisory professionals
154
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$32.4B$64.8BFY 2021: $64,822,534,127.00FY 2021FY 2022: $54,236,898,080.00FY 2022

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$64,822,534,127414Mar 29, 2022
2022$54,236,898,080424Mar 29, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles84$17,890,399,02733.0%
Sovereign wealth & foreign institutions25$14,213,111,86526.2%
Government entities18$8,474,511,16615.6%
Retirement plans28$7,653,049,44914.1%
Business development companies4$2,301,760,4374.2%
Corporations & businesses21$1,408,421,8752.6%
Insurance companies14$1,360,184,7682.5%
Charities13$730,729,0071.3%
High-net-worth individuals32$204,730,4860.4%
IndividualsFewer than 5$00.0%
Banks & thriftsFewer than 5$00.0%
Other investment advisersFewer than 5$00.0%
Filing source

Form ADV 1720134 · Mar 29, 2023 · Item 5.D

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

DAVIS SQUARE FUNDING III, LTD.*Securitized Asset Fund$46MGross asset value
Search Form D filings →
Fund administrator U.S. BANK, NA CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian U.S. BANK, NA CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-5029371570
Reported beneficial owners
0
Minimum commitment
$100K
Form D file number
021-9999999999

Form ADV 1720134 · Mar 29, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 24, 2023 · previous imported filing

  • Regulatory AUM$64,822,534,127 → $54,236,898,080
  • Client accounts252 → 256
  • Employees414 → 424
Filing source

Form ADV 1720134 · Mar 29, 2023 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$54.2B
Non-discretionary
$0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

865 S FIGUEROA ST, STE 1800
LOS ANGELES, CA, 90017-2593, United States

CRD 105742

Filing source

Form ADV 1720134 · Mar 29, 2023 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.