Investment adviser · CRD 105742
TCW ASSET MANAGEMENT COMPANY LLC
LOS ANGELES, CA, United States · Form ADV filed Feb 24, 2023
- Regulatory AUM
- $64.8B Form ADV · Item 5.F
- Client accounts
- 252 Accounts, not individual clients
- Employees
- 414 Reported in this filing
- Advisory professionals
- 186 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $64,822,534,127 | 414 | Mar 29, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 73 | $19,092,863,393 | 29.5% |
| Sovereign wealth & foreign institutions | 21 | $16,975,263,462 | 26.2% |
| Retirement plans | 30 | $13,730,216,585 | 21.2% |
| Government entities | 22 | $6,795,662,715 | 10.5% |
| Corporations & businesses | 21 | $3,076,370,589 | 4.7% |
| Business development companies | 2 | $1,965,672,704 | 3.0% |
| Insurance companies | 12 | $1,921,820,984 | 3.0% |
| Charities | 13 | $941,361,260 | 1.5% |
| High-net-worth individuals | 35 | $323,302,435 | 0.5% |
| Individuals | Fewer than 5 | $0 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1718961 · Feb 24, 2023 · Item 5.D
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
49 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
TCW/CRESCENT MEZZANINE PARTNERS V, L.P.Private Equity Fund$16.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
Fund details & source
- Fund ID
- 805-5953153423
- Reported beneficial owners
- 111
- Minimum commitment
- $5M
- Form D file number
- 021-112667
Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW DIRECT LENDING STRUCTURED SOLUTIONS 2022 LLCHedge Fund$12.2MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02
Fund details & source
- Fund ID
- 805-6674891227
- Reported beneficial owners
- 3
- Minimum commitment
- $0
Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SOUTH COAST FUNDING VII LTD*Securitized Asset Fund$11.5MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188
Fund details & source
- Fund ID
- 805-9190367819
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
- Form D file number
- 021-9999999999
Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW EM OPPORTUNISTIC CREDIT TOTAL RETURN FUND, L.P.Other Private Fund$11MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-1088510892
- Reported beneficial owners
- 9
- Minimum commitment
- $250K
- Form D file number
- 021-271965
Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SOUTH COAST FUNDING V LTD*Securitized Asset Fund$8.73MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188
Fund details & source
- Fund ID
- 805-8256029714
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
- Form D file number
- 021-9999999999
Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW/CRESCENT MEZZANINE PARTNERS VC, L.P.Private Equity Fund$8.15MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
Fund details & source
- Fund ID
- 805-5720150224
- Reported beneficial owners
- 32
- Minimum commitment
- $5M
- Form D file number
- 021-112669
Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW EM LOCAL CURRENCY ABSOLUTE RETURN FUND, L.P.Other Private Fund$6.41MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
Fund details & source
- Fund ID
- 805-2087572537
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-288845
Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 29, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1718961 · Feb 24, 2023 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $64.8B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
865 S FIGUEROA ST, STE 1800LOS ANGELES, CA, 90017-2593, United States
CRD 105742
Filing source
Form ADV 1718961 · Feb 24, 2023 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.