Investment adviser · CRD 105742

TCW ASSET MANAGEMENT COMPANY LLC

LOS ANGELES, CA, United States · Form ADV filed Mar 29, 2022

Regulatory AUM: $64.8B
Client accounts: 252
Employees: 414
Advisory professionals: 186

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$64,822,534,127	414	Mar 29, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	73	$19,092,863,393	29.5%
Sovereign wealth & foreign institutions	21	$16,975,263,462	26.2%
Retirement plans	30	$13,730,216,585	21.2%
Government entities	22	$6,795,662,715	10.5%
Corporations & businesses	21	$3,076,370,589	4.7%
Business development companies	2	$1,965,672,704	3.0%
Insurance companies	12	$1,921,820,984	3.0%
Charities	13	$941,361,260	1.5%
High-net-worth individuals	35	$323,302,435	0.5%
Individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%

Filing source

Form ADV 1605531 · Mar 29, 2022 · Item 5.D

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

47 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

TCW MINNESOTA SECURITIZED OPPORTUNITIES FUND LPOther Private Fund$137MGross asset value

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Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON LAKE MARY, Florida, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-9118394617
Reported beneficial owners: 1
Minimum commitment: $100

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIS SQUARE FUNDING V, LTD.*Securitized Asset Fund$132MGross asset value

Search Form D filings →

Fund administrator THE BANK OF NEW YORK MELLON CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-3972957750
Reported beneficial owners: 0
Minimum commitment: $100K
Form D file number: 021-9999999999

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIS SQUARE FUNDING III, LTD.*Securitized Asset Fund$79.4MGross asset value

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Fund administrator U.S. BANK, NA CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, NA CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-5029371570
Reported beneficial owners: 0
Minimum commitment: $100K
Form D file number: 021-9999999999

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW RESCUE FINANCING FUND LPHedge Fund · Master$73.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW Rescue Financing Fund LP

Fund administrator U.S. BANK MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian U.S. BANK, NA MINNEAPOLIS, Minnesota, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-1719562565
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-371070

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW CORPORATE BOND LIMITED PARTNERSHIPOther Private Fund$63.8MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW CORPORATE BOND L P

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-8805297537
Reported beneficial owners: 5
Minimum commitment: $1M
Form D file number: 021-130777

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIS SQUARE FUNDING IV, LTD.*Securitized Asset Fund$62.6MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, NA CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, NA CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-6696011701
Reported beneficial owners: 0
Minimum commitment: $100K
Form D file number: 021-9999999999

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW EMERGING MARKETS INCOME FOCUS FUND, L.P.Other Private Fund$60.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW Emerging Markets Income Focus Fund, L.P.

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON LAKE MARY, Florida, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-5640646122
Reported beneficial owners: 25
Minimum commitment: $1M
Form D file number: 021-270281

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1605531 · Mar 29, 2022 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $64.8B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

865 S FIGUEROA ST, STE 1800
LOS ANGELES, CA, 90017-2593, United States

CRD 105742

Filing source

Form ADV 1605531 · Mar 29, 2022 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.