Investment adviser · CRD 105742

TCW ASSET MANAGEMENT COMPANY LLC

LOS ANGELES, CA, United States · Form ADV filed Mar 29, 2022

Regulatory AUM
$64.8B
Form ADV · Item 5.F
Client accounts
252
Accounts, not individual clients
Employees
414
Reported in this filing
Advisory professionals
186
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$32.4B$64.8BFY 2021: $64,822,534,127.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$64,822,534,127414Mar 29, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles73$19,092,863,39329.5%
Sovereign wealth & foreign institutions21$16,975,263,46226.2%
Retirement plans30$13,730,216,58521.2%
Government entities22$6,795,662,71510.5%
Corporations & businesses21$3,076,370,5894.7%
Business development companies2$1,965,672,7043.0%
Insurance companies12$1,921,820,9843.0%
Charities13$941,361,2601.5%
High-net-worth individuals35$323,302,4350.5%
IndividualsFewer than 5$00.0%
Banks & thriftsFewer than 5$00.0%
Other investment advisersFewer than 5$00.0%
Filing source

Form ADV 1605531 · Mar 29, 2022 · Item 5.D

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

TCW CLO 2017-1, LTD.Securitized Asset Fund$501MGross asset value
Search Form D filings →
Fund administrator U.S. BANK, NA HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian U.S. BANK, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →
Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-9570387165
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 1605531 · Mar 29, 2022 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1605531 · Mar 29, 2022 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$64.8B
Non-discretionary
$0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

865 S FIGUEROA ST, STE 1800
LOS ANGELES, CA, 90017-2593, United States

CRD 105742

Filing source

Form ADV 1605531 · Mar 29, 2022 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.