Investment adviser · CRD 163540

TAX LIEN MANAGER

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

TAX LIEN MANAGER LLC

NEW YORK, NY, United States · Form ADV filed Mar 22, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EMPIRE TAX FUND VIII LLCPrivate Equity Fund · Last reported Mar 22, 2018$15.7MGross asset value

Form D fundraising filings

Empire Tax Fund VIII LLC

Auditor COHNREZNICK LLP ROSELAND, New Jersey, United States
Custodian MTAG SERVICES LLC CAPITAL HEIGHTS, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-3334156753
Reported beneficial owners
10
Minimum commitment
$100K
Form D file number
021-279665

Form ADV 1191522 · Mar 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPIRE TAX FUND VIIPrivate Equity Fund · Last reported Mar 22, 2018$12.7MGross asset value

Form D fundraising filings

Empire Tax Fund VII LLC

Auditor COHNREZNICK LLP ROSELAND, New Jersey, United States
Custodian MTAG SERVICES LLC CAPITAL HEIGHTS, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-2626971618
Reported beneficial owners
17
Minimum commitment
$100K
Form D file number
021-232809

Form ADV 1191522 · Mar 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPIRE TAX FUND I LLCPrivate Equity Fund · Last reported Mar 22, 2018$7.68MGross asset value

Form D fundraising filings

Empire Tax Fund I LLC

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES PHILDADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1649107019
Reported beneficial owners
24
Minimum commitment
$10K
Form D file number
021-139542

Form ADV 1191522 · Mar 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPIRE TAX FUND VI LLCPrivate Equity Fund · Last reported Mar 22, 2018$3.66MGross asset value

Form D fundraising filings

Empire Tax Fund VI LLC

Auditor COHNREZNICK LLP ROSELAND, New Jersey, United States
Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES PHILDADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-2091894748
Reported beneficial owners
13
Minimum commitment
$100K
Form D file number
021-210635

Form ADV 1191522 · Mar 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPIRE TAX FUND V LLCPrivate Equity Fund · Last reported Mar 22, 2018$3.22MGross asset value

Form D fundraising filings

Empire Tax Fund V LLC

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES PHILDADELPHIA, Pennsylvania, United States Related to adviser: No
Marketer NEWOAK CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

NEWOAK CAPITAL MARKETS LLC
CRD 104063

Fund details & source
Fund ID
805-5197804318
Reported beneficial owners
13
Minimum commitment
$100K
Form D file number
021-175762

Form ADV 1191522 · Mar 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPIRE TAX FUND IV LLCPrivate Equity Fund · Last reported Mar 22, 2018$1.7MGross asset value

Form D fundraising filings

Empire Tax Fund IV LLC

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES PHILDADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9871529245
Reported beneficial owners
14
Minimum commitment
$100K
Form D file number
021-167497

Form ADV 1191522 · Mar 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPIRE TAX FUND IIIPrivate Equity Fund · Last reported Mar 22, 2018$342KGross asset value

Form D fundraising filings

Empire Tax Fund III LLC

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES PHILDADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5241156278
Reported beneficial owners
4
Minimum commitment
$100K
Form D file number
021-167231

Form ADV 1191522 · Mar 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 22, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

57 WEST 38TH ST., 9TH FLOOR
NEW YORK, NY, 10018, United States

CRD 163540

Filing source

Form ADV 1191522 · Mar 22, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.