Investment adviser · CRD 328530
TAR RIVER WEALTH PLANNING, LLC
Investment adviser filing (IA)
LOUISBURG, NC, United States · Form ADV filed Aug 26, 2026
- Regulatory AUM
- $401M Form ADV · Item 5.F
- Client accounts
- 1,283 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 96 | $269,855,898 | 67.3% |
| Individuals | 373 | $99,959,228 | 24.9% |
| Retirement plans | Fewer than 5 | $27,725,337 | 6.9% |
| Corporations & businesses | Fewer than 5 | $2,386,778 | 0.6% |
| Charities | 6 | $1,252,374 | 0.3% |
Filing source
Form ADV 2128491 · Aug 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 26, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Publication of newsletters
Compensation
Percentage of assets · Fixed
Principal office
109 N MAIN STLOUISBURG, NC, 27549-9998, United States
CRD 328530
Filing source
Form ADV 2128491 · Aug 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.