Investment adviser · CRD 161113

TANDEM GLOBAL MANAGEMENT L.P.

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed May 28, 2013

Regulatory AUM
$97.9M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TANDEM GLOBAL EMERGING MARKETS MASTER FUND, LTDHedge Fund · Last reported May 28, 2013$60.7MGross asset value

Feeder funds

Fund administrator SS&C GLOBEOP HARTFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP GRAND CAYMAN, Cayman Islands
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION COLUMBUS, Ohio, United States Related to adviser: No
Custodian MERRILL LYNCH CAPITAL SERVICES, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. STAMFORD, Connecticut, United States Related to adviser: No
Marketer MIDDLEMARK PARTNERS LLC GRENNWICH, Connecticut, United States Related to adviser: No
Marketer MITSUBISHI CAPITAL CORPORATION TOKYO, Japan Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker UBS FINANCIAL SERVICES INC. STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

UBS FINANCIAL SERVICES INC.
SEC 8-16267

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Fund details & source
Fund ID
805-1865699666
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-123774
Form D file number
021-138330

Form ADV 735499 · May 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TANDEM GLOBAL EMERGING MARKETS FIXED INCOME UNIT TRUSTHedge Fund · Last reported May 28, 2013$31.2MGross asset value
Fund administrator SS&C GLOBEOP HARTFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP GRAND CAYMAN, Cayman Islands
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Marketer MIDDLEMARK PARTNERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer MITSUBISHI CAPITAL CORPORATION TOKYO, Japan Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-5564033617
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 735499 · May 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TANDEM GLOBAL CREDIT OPPORTUNITY MASTER FUND, LTD.Hedge Fund · Last reported Jan 18, 2013$15.6MGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No
Marketer CUTWATER ASSET MANAGEMENT ARMONK, New York, United States Related to adviser: No
Marketer MITSUBISHI CAPITAL CORPORATION TOKYO, Japan Related to adviser: No
Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CUTWATER ASSET MANAGEMENT
CRD 37214 · SEC 801-46649

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

Fund details & source
Fund ID
805-1978655812
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-142487
Form D file number
021-142490

Form ADV 693675 · Jan 18, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 28, 2013. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

6 LANDMARK SQUARE, 6TH FLOOR
STAMFORD, CT, 06901, United States

CRD 161113

Filing source

Form ADV 735499 · May 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.