Investment adviser · CRD 109888
TANAKA CAPITAL MANAGEMENT INC
Investment adviser filing (IA)
GREENWICH, CT, United States · Form ADV filed Jul 17, 2026
- Regulatory AUM
- $69.4M Form ADV · Item 5.F
- Client accounts
- 21 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $37,099,296 | 53.5% |
| High-net-worth individuals | 7 | $19,283,130 | 27.8% |
| Retirement plans | Fewer than 5 | $9,089,380 | 13.1% |
| Individuals | 9 | $3,926,269 | 5.7% |
Filing source
Form ADV 2120419 · Jul 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 17, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
777 WEST PUTNAM AVENUE, SUITE 300GREENWICH, CT, 06830, United States
CRD 109888
Filing source
Form ADV 2120419 · Jul 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.