Investment adviser · CRD 160035
TALL TREE INVESTMENT MANAGEMENT, LLC
Investment adviser filing (IA)
WARRENVILLE, IL, United States · Form ADV filed Mar 27, 2024
- Regulatory AUM
- $235M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $235,318,226 | 100.0% |
Filing source
Form ADV 1849899 · Mar 27, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
LOCKWOOD GROVE CLO, LTD.Securitized Asset Fund · Last reported Mar 27, 2024$235MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9054385963
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1849899 · Mar 27, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
MONARCH GROVE CLO, LTD.Securitized Asset Fund · Last reported Mar 27, 2024$209KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5220000182
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1849899 · Mar 27, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
EVANS GROVE CLO, LTD.Securitized Asset Fund · Last reported Mar 27, 2024$204KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-4127560728
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1849899 · Mar 27, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TALL TREE RR FUND I, LPSecuritized Asset Fund · Last reported Mar 30, 2018$36.5MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8252947160
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1190713 · Mar 30, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
MUIR GROVE CLO, LTDSecuritized Asset Fund · Last reported Mar 24, 2017$2.78MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-1318783905
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1069004 · Mar 24, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GRANT GROVE CLO, LTDSecuritized Asset Fund · Last reported Mar 30, 2018$182KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9842302446
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1190713 · Mar 30, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FOUNDERS GROVE CLO, LTDSecuritized Asset Fund · Last reported May 5, 2015$35.4KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2076044931
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 914614 · May 5, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2024. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
27475 FERRY RD, SUITE 131WARRENVILLE, IL, 60555, United States
CRD 160035
Filing source
Form ADV 1849899 · Mar 27, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.