Investment adviser · CRD 116959

TAG ASSOCIATES LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 26, 2026

Regulatory AUM: $7.07B
Client accounts: 1,366
Employees: 71
Advisory professionals: 23

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	80	$6,856,756,752	97.0%
Pooled investment vehicles	10	$202,483,833	2.9%
Retirement plans	Fewer than 5	$8,287,821	0.1%

Filing source

Form ADV 2113372 · Jun 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TAG MASTER RELATIVE VALUE FUND LLCHedge Fund · Last reported Jun 26, 2026$114MGross asset value

Feeder funds

Fund administrator BANK OF NEW YORK MELLON ALTERNATIVE INVESTMENT SERVICES WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON EAST SYRACUSE, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CHARLES SCHWAB & CO., INC.
SEC 8-16514

PERSHING LLC
SEC 8-17574

Fund details & source

Fund ID: 805-8562456358
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 2113372 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAG DIVERSIFIED STRATEGIES FUND, LPHedge Fund · Last reported Jun 26, 2026$34.4MGross asset value

Form D fundraising filings

TAG DIVERSIFIED STRATEGIES FUND L P

Fund administrator BANK OF NEW YORK MELLON ALTERNATIVE INVESTMENT SERVICES WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON EAST SYRACUSE, New York, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-3838715971
Reported beneficial owners: 25
Minimum commitment: $10K
Form D file number: 021-87341

Form ADV 2113372 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAG BLOCKCHAIN OPPORTUNITIES FUND SERIES OF TAG SERIES FUND, LLCPrivate Equity Fund · Last reported Jun 26, 2026$22.1MGross asset value

Form D fundraising filings

TAG Blockchain Opportunities Fund Series of TAG Series Fund, LLC

Fund administrator ALTERDOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-3676146033
Reported beneficial owners: 66
Minimum commitment: $50K
Form D file number: 021-424889

Form ADV 2113372 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAG DISLOCATION & RECOVERY FUND SERIES OF TAG SERIES FUND, LLCPrivate Equity Fund · Last reported Jun 26, 2026$12.9MGross asset value

Form D fundraising filings

TAG Dislocation & Recovery Fund Series of TAG Series Fund, LLC

Fund administrator ALTERDOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-6362240261
Reported beneficial owners: 83
Minimum commitment: $50K
Form D file number: 021-393889

Form ADV 2113372 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAG CREDIT OPPORTUNITIES FUND SERIES OF TAG SERIES FUND, LLCPrivate Equity Fund · Last reported Jun 26, 2026$6.59MGross asset value

Form D fundraising filings

TAG Credit Opportunities Fund Series of TAG Series Fund, LLC

Fund administrator ALTERDOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9649403575
Reported beneficial owners: 32
Minimum commitment: $30K
Form D file number: 021-539074

Form ADV 2113372 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAG DISTRESSED DEBT FUND II, LLCPrivate Equity Fund · Last reported Jun 26, 2026$5.12MGross asset value

Form D fundraising filings

TAG DISTRESSED DEBT FUND II LLC

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-7535254560
Reported beneficial owners: 47
Minimum commitment: $25K
Form D file number: 021-121836

Form ADV 2113372 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAG YIELD OPPORTUNITIES FUND, LLCOther Private Fund · Last reported Jun 26, 2026$4.72MGross asset value

Form D fundraising filings

TAG Yield Opportunities Fund, LLC

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON BROOKLYN, New York, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-1090441669
Reported beneficial owners: 53
Minimum commitment: $25K
Form D file number: 021-246527

Form ADV 2113372 · Jun 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 26, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

810 SEVENTH AVENUE, 7TH FLOOR
NEW YORK, NY, 10019-5890, United States

CRD 116959

Filing source

Form ADV 2113372 · Jun 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.