Investment adviser · CRD 134353

TABERNA CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

PHILADELPHIA, PA, United States · Form ADV filed Oct 20, 2014

Regulatory AUM
$1.5B
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TABERNA PREFERRED FUNDING I, LTDSecuritized Asset Fund · Last reported Oct 20, 2014$480MGross asset value
Fund administrator THE BANK OF NEW YORK TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9375834005
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 848458 · Oct 20, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TABERNA PREFERRED FUNDING VIII, LTD.Securitized Asset Fund · Last reported Oct 20, 2014$436MGross asset value
Fund administrator THE BANK OF NEW YORK TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8387161158
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 848458 · Oct 20, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TABERNA PREFERRED FUNDING IX, LTDSecuritized Asset Fund · Last reported Oct 20, 2014$398MGross asset value
Fund administrator THE BANK OF N.Y. TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF N.Y. TRUST COMPANY, N.A. PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6347964875
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 848458 · Oct 20, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 20, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets

Principal office

2929 ARCH STREET, 17TH FLOOR, CIRA CENTRE
PHILADELPHIA, PA, 19104, United States

CRD 134353

Filing source

Form ADV 848458 · Oct 20, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.