Investment adviser · CRD 104641

T.H.FITZGERALD & CO., L.L.C.

Investment adviser filing (IA)

T.H. FITZGERALD & CO. L.L.C.

NAUGATUCK, CT, United States · Form ADV filed Apr 30, 2020

Regulatory AUM
$9.81M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Retirement plans2$9,812,123100.0%
Filing source

Form ADV 1409499 · Apr 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Apr 30, 2020. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets

Principal office

180 CHURCH STREET
NAUGATUCK, CT, 06770, United States

CRD 104641

Filing source

Form ADV 1409499 · Apr 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.