Investment adviser · CRD 162027

SYNTAXIS CAPITAL LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

ST. PETER PORT, CHANNEL ISLANDS, Guernsey · Form ADV filed Mar 30, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SYNTAXIS MEZZANINE FUND II L.P.Other Private Fund · Last reported Mar 30, 2016$141MGross asset value

Fund administrator IPES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CI LLP ST PETER PORT, Guernsey

Custodian THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6954006928
Reported beneficial owners: 8
Minimum commitment: $1.38M

Form ADV 997656 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SYNTAXIS MEZZANINE FUND I L.P.Other Private Fund · Last reported Mar 30, 2016$27MGross asset value

Fund administrator IPES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CI LLP ST PETER PORT, Guernsey

Custodian THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5378227685
Reported beneficial owners: 15
Minimum commitment: $1.38M

Form ADV 997656 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMF IB L.P.Other Private Fund · Last reported Mar 30, 2016$290KGross asset value

Fund administrator IPES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5732120169
Reported beneficial owners: 3
Minimum commitment: $1.38M

Form ADV 997656 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1 ROYAL PLAZA, ROYAL AVENUE
ST. PETER PORT, CHANNEL ISLANDS, GY1 2HL, Guernsey

CRD 162027

Filing source

Form ADV 997656 · Mar 30, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.