SYNERGY ASSET MANAGEMENT, LLC – investment adviser, $1.3B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	40	$541,831,597	41.7%
High-net-worth individuals	209	$368,701,876	28.4%
Individuals	944	$341,987,973	26.3%
Investment companies	2	$21,661,872	1.7%
Pooled investment vehicles	1	$19,716,641	1.5%
Retirement plans	2	$5,523,908	0.4%

Filing source

Form ADV 2072834 · Mar 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROWAN STREET CAPITAL, LLCHedge Fund · Last reported Mar 17, 2026$19.7MGross asset value

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States Related to adviser: No

Custodian MILLENIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

INTERACTIVE BROKERS CORP.
SEC 8-53615

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

Fund details & source

Fund ID: 805-1795596378
Reported beneficial owners: 34
Minimum commitment: $100K
Form D file number: 021-32350079

Form ADV 2072834 · Mar 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROSSLINK CAPITAL FUND I, LLCHedge Fund · Last reported Mar 17, 2025$2.71MGross asset value

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States Related to adviser: No

Custodian MILLENIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

INTERACTIVE BROKERS CORP.
SEC 8-53615

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

Fund details & source

Fund ID: 805-3557452443
Reported beneficial owners: 16
Minimum commitment: $100K
Form D file number: 021-32350079

Form ADV 1958673 · Mar 17, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 17, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Performance-based

Principal office

13215 SE MILL PLAIN BLVD, SUITE C8-321
VANCOUVER, WA, 98684, United States

CRD 117201

Filing source

Form ADV 2072834 · Mar 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.