Investment adviser · CRD 162181

SYMPHONY CAPITAL LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 16, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SYMPHONY CAPITAL PARTNERS, L.P.Private Equity Fund · Last reported Mar 16, 2018$36.7MGross asset value
Fund administrator STATE STREET ALTERNATIVE INVESTMENT SOLUTIONS - PRIVATE EQUITY FUND SERVICES FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-7569756282
Reported beneficial owners
32
Minimum commitment
$5M
Form D file number
021-66969

Form ADV 1184179 · Mar 16, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAVADI HEALTHCARE VALUE FUND LPHedge Fund · Last reported Mar 16, 2018$7.14MGross asset value
Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC PURCHASE, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-5305570293
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-155479

Form ADV 1184179 · Mar 16, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SYMPHONY STRATEGIC PARTNERS, LLCPrivate Equity Fund · Last reported Mar 16, 2018$3.33MGross asset value
Fund administrator STATE STREET ALTERNATIVE INVESTMENT SOLUTIONS - PRIVATE EQUITY FUND SERVICES FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-8980933148
Reported beneficial owners
38
Minimum commitment
$0
Form D file number
021-66923

Form ADV 1184179 · Mar 16, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 16, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

485 MADISON AVENUE, 7TH FLOOR
NEW YORK, NY, 10022, United States

CRD 162181

Filing source

Form ADV 1184179 · Mar 16, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.