Investment adviser · CRD 285058
SWELL INVESTING LLC
Investment adviser filing (IA)
SANTA MONICA, CA, United States · Form ADV filed Apr 9, 2019
- Regulatory AUM
- $33M Form ADV · Item 5.F
- Client accounts
- 14,122 Accounts, not individual clients
- Employees
- 43 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 13,484 | $19,927,035 | 60.3% |
| Corporations & businesses | Fewer than 5 | $8,369,724 | 25.3% |
| High-net-worth individuals | 636 | $4,732,777 | 14.3% |
Filing source
Form ADV 1308811 · Apr 9, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 9, 2019. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
301 ARIZONA AVENUE, SUITE 400SANTA MONICA, CA, 90401, United States
CRD 285058
Filing source
Form ADV 1308811 · Apr 9, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.