Investment adviser · CRD 107493

SWEETWATER INVESTMENTS INC

Investment adviser filing (IA)

REDMOND, WA, United States · Form ADV filed Mar 25, 2018

Regulatory AUM: $465M
Client accounts: 226
Employees: 7
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	226	$465,265,000	100.0%
Individuals	Fewer than 5	$100,000	0.0%

Filing source

Form ADV 1192285 · Mar 25, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INCOME FLOOD LPHedge Fund · Last reported May 5, 2016$71.9MGross asset value

Auditor FALCO SULT REDMOND, Washington, United States

Custodian DEUTSCHE BANK NEW YORK, New York, United States Related to adviser: No

Marketer BRADLEY WILLIAMS DANVILLE, California, United States Related to adviser: No

Prime broker DEUTSCHE BANK NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

Fund details & source

Fund ID: 805-7368412562
Reported beneficial owners: 25
Minimum commitment: $50K

Form ADV 1016842 · May 5, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWEETWATER INCOME FLOOD LPOther Private Fund · Last reported May 5, 2016$55.7MGross asset value

Auditor FALCO SULT REDMOND, Virginia, United States

Custodian DEUTSCHE BANK NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source

Fund ID: 805-3843159414
Reported beneficial owners: 29
Minimum commitment: $100K

Form ADV 1016842 · May 5, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2018. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

8561 154TH AVENUE NE, SUITE 270
REDMOND, WA, 98052, United States

CRD 107493

Filing source

Form ADV 1192285 · Mar 25, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.