Investment adviser · CRD 108507

SWARTHMORE ASSET MANAGEMENT LTD

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Feb 25, 2026

Regulatory AUM: $48.6M
Client accounts: 42
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	9	$23,603,484	48.6%
Other clients	5	$18,607,724	38.3%
Individuals	8	$2,774,099	5.7%
Retirement plans	Fewer than 5	$1,924,749	4.0%
Corporations & businesses	Fewer than 5	$1,372,231	2.8%
Charities	Fewer than 5	$304,452	0.6%
Banks & thrifts	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2059926 · Feb 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Feb 25, 2026. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets · Fixed

Principal office

200 WEST 16TH STREET, OFFICE 1B
NEW YORK, NY, 10011, United States

CRD 108507

Filing source

Form ADV 2059926 · Feb 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.