Investment adviser · CRD 175323
SWAN & LEGEND
Exempt reporting adviser (ERA)
Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.
SWAN & LEGEND ADVISORS, LLC
LEESBURG, VA, United States · Form ADV filed Jul 15, 2026
Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →
Private funds & service providers
9 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SWAN & LEGEND FUND 4, LPVenture Capital Fund · Last reported Jul 15, 2026$55.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-1433631543
- Reported beneficial owners
- 117
- Minimum commitment
- $250K
- Form D file number
- 021-30504
Form ADV 2119810 · Jul 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SWAN & LEGEND FUND 3, LPVenture Capital Fund · Last reported Jul 15, 2026$15.4MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-5257339233
- Reported beneficial owners
- 78
- Minimum commitment
- $250K
- Form D file number
- 021-237674
Form ADV 2119810 · Jul 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SWAN MEDIA 1 LLCVenture Capital Fund · Last reported Jul 15, 2026$12.1MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8449864123
- Reported beneficial owners
- 18
- Minimum commitment
- $250K
- Form D file number
- 021-393004
Form ADV 2119810 · Jul 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SWAN & LEGEND FUND 2, L.P.Venture Capital Fund · Last reported Jul 15, 2026$6.74MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-7984494745
- Reported beneficial owners
- 59
- Minimum commitment
- $100K
- Form D file number
- 021-199649
Form ADV 2119810 · Jul 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SWAN MEDIA 2, LLCVenture Capital Fund · Last reported Jul 15, 2026$4.19MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8942689247
- Reported beneficial owners
- 23
- Minimum commitment
- $250K
- Form D file number
- 021-506596
Form ADV 2119810 · Jul 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SWAN MEDIA 3, LLCVenture Capital Fund · Last reported Jul 15, 2026$944Gross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-1740827302
- Reported beneficial owners
- 22
- Minimum commitment
- $250K
- Form D file number
- 021-506597
Form ADV 2119810 · Jul 15, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SWAN HOSPITALITY 2 LLCVenture Capital Fund · Last reported Jul 16, 2024$0Gross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-1883198552
- Reported beneficial owners
- 10
- Minimum commitment
- $250K
- Form D file number
- 021-355488
Form ADV 1889628 · Jul 16, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jul 15, 2026. View historical filings
Reported services
Not reported in these imported fields
Compensation
Not reported in these imported fields
Principal office
108 LOUDOUN ST. S.W.LEESBURG, VA, 20175, United States
CRD 175323
Filing source
Form ADV 2119810 · Jul 15, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.