Investment adviser · CRD 155393

SW ASSET MANAGEMENT LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MIRAMAR, FL, United States · Form ADV filed Mar 4, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SWGCO MASTER FUND LTD.Hedge Fund · Last reported Mar 4, 2016$2.03MGross asset value

Feeder funds

  • SW GLOBAL CREDIT OPPORTUNITY FUND LLC
  • SW GLOBAL CREDIT OPPORTUNITY FUND LTD.
Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP TORONTO, Canada
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-1230670509
Reported beneficial owners
6
Minimum commitment
$100K
Form D file number
021-1482262
Form D file number
021-1482263

Form ADV 976009 · Mar 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 4, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

18935 SW 29 ST.
MIRAMAR, FL, 33029, United States

CRD 155393

Filing source

Form ADV 976009 · Mar 4, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.