Investment adviser · CRD 136021
SUTTER CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
ORINDA, CA, United States · Form ADV filed Mar 23, 2020
- Regulatory AUM
- $14.7M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $14,741,614 | 100.0% |
Filing source
Form ADV 1384445 · Mar 23, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SCM SPECIAL FUND 3, LPReal Estate Fund · Last reported Mar 23, 2020$14.2MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ALPINE SECURITIES CORPORATION
SEC 8-31464
Fund details & source
- Fund ID
- 805-8763897581
- Reported beneficial owners
- 2
- Minimum commitment
- $10K
- Form D file number
- 021-219645
Form ADV 1384445 · Mar 23, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SUTTER OPPORTUNITY FUND 4, LLCReal Estate Fund · Last reported Mar 23, 2020$535KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MOSS ADAMS LLP
PCAOB 659
Fund details & source
- Fund ID
- 805-9720483794
- Reported beneficial owners
- 12
- Minimum commitment
- $10K
- Form D file number
- 021-96207
Form ADV 1384445 · Mar 23, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SCM SPECIAL FUND, LPReal Estate Fund · Last reported Nov 12, 2012$3.85MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DEWAAY FINANCIAL NETWORK, LLC
SEC 8-45342
Fund details & source
- Fund ID
- 805-8383834495
- Reported beneficial owners
- 2
- Minimum commitment
- $1K
Form ADV 679753 · Nov 12, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SCM SPECIAL FUND 2, LPReal Estate Fund · Last reported Mar 18, 2014$2.53MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-4933975328
- Reported beneficial owners
- 3
- Minimum commitment
- $1K
Form ADV 795653 · Mar 18, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SUTTER OPPORTUNITY FUND 3, LLCReal Estate Fund · Last reported Dec 19, 2014$931KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-7082202677
- Reported beneficial owners
- 19
- Minimum commitment
- $1K
Form ADV 853210 · Dec 19, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 23, 2020. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
89 DAVIS ROAD, SUITE 100ORINDA, CA, 94563, United States
CRD 136021
Filing source
Form ADV 1384445 · Mar 23, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.