Investment adviser · CRD 162070

SUNRISE CAPITAL PARTNERS LLC

Investment adviser filing (IA)

CARLSBAD, CA, United States · Form ADV filed Mar 16, 2020

Regulatory AUM
$14.7M
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$8,797,04659.8%
High-net-worth individuals11$3,470,52923.6%
Investment companies1$2,117,45314.4%
Retirement plansFewer than 5$336,0002.3%
Filing source

Form ADV 1386363 · Mar 16, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SUNRISE GLOBAL MASTER DIVERSIFIED FUND LTDOther Private Fund · Last reported Mar 25, 2013$130MGross asset value

Feeder funds

  • SUNRISE CAPITAL DIVERSIFIED LTD
  • SUNRISE COMMODITIES SELECT PORTFOLIO - DAVCO FUND LP
Fund administrator CACEIS FA USA INC LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP LOS ANGELES, California, United States
Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker JP MORGAN SECURITIES LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source
Fund ID
805-5509848009
Reported beneficial owners
250
Minimum commitment
$500K

Form ADV 700630 · Mar 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUNRISE COMMODITIES SELECT PORTFOLIO - CURRENCY FUND LPOther Private Fund · Last reported May 11, 2012$5.53MGross asset value
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Marketer EUROPE CAPITAL MARKETS LTD LONDON, United Kingdom Related to adviser: No
Marketer MATTHEW EHRLICH BANGKOK, Thailand Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes
Fund details & source
Fund ID
805-4010409554
Reported beneficial owners
20
Minimum commitment
$500K
Form D file number
021-906745

Form ADV 646698 · May 11, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 16, 2020. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1000 AVIARA PARKWAY, SUITE 205
CARLSBAD, CA, 92011, United States

CRD 162070

Filing source

Form ADV 1386363 · Mar 16, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.