Investment adviser · CRD 321900
SUNDIAL WEALTH LLC
BOCA RATON, FL, United States · Form ADV filed Jan 28, 2026
- Regulatory AUM
- $126M Form ADV · Item 5.F
- Client accounts
- 113 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2025 | $125,789,000 | 3 | Jan 28, 2026 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 51 | $125,242,180 | 99.6% |
| Individuals | 7 | $546,820 | 0.4% |
Filing source
Form ADV 2045095 · Jan 28, 2026 · Item 5.D
Reported by SUNDIAL WEALTH LLC (CRD 321900).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CLEAR STREET LLC
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
1 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
AMBRUS SUNDIAL L.P.Hedge Fund$2.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 637
CLEAR STREET LLC
SEC 8-69972
VELOCITY CLEARING, LLC
SEC 8-65894
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
VELOCITY CLEARING, LLC
CRD 126588 · SEC 8-65894
Fund details & source
- Fund ID
- 805-8414457883
- Reported beneficial owners
- 6
- Minimum commitment
- $250K
- Form D file number
- 021-537303
Form ADV 2045095 · Jan 28, 2026 · Schedule D 7.B.(1)
Reported by SUNDIAL WEALTH LLC (CRD 321900).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 21, 2025 · previous imported filing
- Regulatory AUM$139,048,800 → $125,789,000
Filing source
Form ADV 2045095 · Jan 28, 2026 · Items 1 & 5
Reported by SUNDIAL WEALTH LLC (CRD 321900).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $126M
- Non-discretionary
- $0
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Performance-based
Principal office
3200 NORTH FEDERAL HIGHWAY, SUITE 228BOCA RATON, FL, 33431, United States
CRD 321900
Filing source
Form ADV 2045095 · Jan 28, 2026 · Items 1 & 5
Reported by SUNDIAL WEALTH LLC (CRD 321900).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.