Investment adviser · CRD 107161

SUMMIT STRATEGIES GROUP

Investment adviser filing (IA)

SUMMIT STRATEGIES INC

ST LOUIS, MO, United States · Form ADV filed May 4, 2018

Regulatory AUM: $3.89B
Client accounts: 25
Employees: 62
Advisory professionals: 55

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Charities	39	$2,765,047,740	71.0%
Pooled investment vehicles	10	$999,399,470	25.7%
Insurance companies	3	$115,089,420	3.0%
Retirement plans	22	$12,555,560	0.3%
Government entities	18	Not reported	Not reported

Filing source

Form ADV 1216090 · May 4, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SUMMIT STRATEGIC SOLUTIONS, LLC - GLOBAL EQUITY SERIESOther Private Fund · Last reported May 4, 2018$292MGross asset value

Fund administrator SS&C TECNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-5747942301
Reported beneficial owners: 19
Minimum commitment: $1M
Form D file number: 021-184253

Form ADV 1216090 · May 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT STRATEGIC SOLUTIONS, LLC - DOMESTIC EQUITY SERIESOther Private Fund · Last reported May 4, 2018$255MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-7110462010
Reported beneficial owners: 19
Minimum commitment: $1M
Form D file number: 021-184253

Form ADV 1216090 · May 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT STRATEGIC SOLUTIONS, LLC - FIXED INCOME SERIESOther Private Fund · Last reported May 4, 2018$131MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-6209305951
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-184253

Form ADV 1216090 · May 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT STRATEGIC SOLUTIONS, LLC - GROWTH HEDGE FUNDS SERIESOther Private Fund · Last reported May 4, 2018$74MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-3882049512
Reported beneficial owners: 7
Minimum commitment: $1M
Form D file number: 021-184253

Form ADV 1216090 · May 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT STRATEGIC SOLUTIONS, LLC - INCOME HEDGE FUND SERIESOther Private Fund · Last reported May 4, 2018$67.2MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-7053988031
Reported beneficial owners: 5
Minimum commitment: $1M
Form D file number: 021-184253

Form ADV 1216090 · May 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SSG PRIVATE SOLUTIONS, LLC - SUMMIT STRATEGIES COI FUND I, L.P.Private Equity Fund · Last reported May 4, 2018$57.3MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM LLP ST. LOUIS, Missouri, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM LLP
PCAOB 49

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-8811686465
Reported beneficial owners: 34
Minimum commitment: $0
Form D file number: 021-256903

Form ADV 1216090 · May 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT STRATEGIC SOLUTIONS, LLC - LIQUID EQUITY SURROGATES SERIESOther Private Fund · Last reported May 4, 2018$36.3MGross asset value

Fund administrator SS&C TECNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP DALLAS, Texas, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Fund details & source

Fund ID: 805-2727865335
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-184253

Form ADV 1216090 · May 4, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 4, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

8182 MARYLAND AVE, 6TH FLOOR
ST LOUIS, MO, 63105-3771, United States

CRD 107161

Filing source

Form ADV 1216090 · May 4, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.