Investment adviser · CRD 105373

SUMMIT PRIVATE INVESTMENTS, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SUMMIT, NJ, United States · Form ADV filed Mar 16, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SUMMIT PRIVATE INVESTMENTS II, L.P.Hedge Fund · Last reported Mar 16, 2026$71.4MGross asset value

Feeder funds

  • SPI DIVERSIFIED, L.P.
  • SUMMIT PRIVATE INVESTMENTS I, L.P.
  • SUMMIT PRIVATE INVESTMENTS OFFSHORE LTD.
  • SUMMIT PRIVATE INVESTMENTS PLUS, L.P.
Fund administrator UMB FUND SERVICES CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH + BROWN, PC NEW YORK, New York, United States
Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No
Custodian UMB KANSAS CITY, Missouri, United States Related to adviser: No
Marketer STRAUS CAPITAL, LLC PRINCETON JUNCTION, New Jersey, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUMSMITH + BROWN, PC
PCAOB 100

CHARLES SCHWAB & CO., INC.
SEC 8-16514

STRAUS CAPITAL, LLC
CRD 136093

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source
Fund ID
805-2060064463
Reported beneficial owners
30
Minimum commitment
$500K
Form D file number
021-1200373

Form ADV 2055193 · Mar 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPI MLP & ENERGY FUND, LPHedge Fund · Last reported Mar 16, 2026$18.2MGross asset value
Fund administrator UMB FUND SERVICES CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH + BROWN, PC NEW YORK, New York, United States
Custodian INTERACTIVE BROKERS LLC NEW YORK, New York, United States Related to adviser: No
Custodian UMB KANSAS CITY, Missouri, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC NEW YYORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH + BROWN, PC
PCAOB 100

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-7579713630
Reported beneficial owners
14
Minimum commitment
$500K
Form D file number
021-1349724

Form ADV 2055193 · Mar 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPI CAPITAL PRESERVATION, L.P.Hedge Fund · Last reported Aug 26, 2016$13.3MGross asset value
Fund administrator UMB FUND SERVICES CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP SALT LAKE CITY, Utah, United States
Custodian WELLS FARGO OGDEN, Utah, United States Related to adviser: No
Marketer STRAUS CAPITAL, LLC PRINCETON JUNCTION, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

STRAUS CAPITAL, LLC
CRD 136093

Fund details & source
Fund ID
805-3709634203
Reported beneficial owners
13
Minimum commitment
$500K
Form D file number
021-1370678

Form ADV 1036719 · Aug 26, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPI INTERNATIONAL, L.P.Hedge Fund · Last reported Sep 3, 2015$4.62MGross asset value
Auditor PRICEWATERHOUSECOOPERS, LLP SALT LAKE CITY, Utah, United States
Custodian WELLS FARGO OGDEN, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1018528630
Reported beneficial owners
5
Minimum commitment
$500K
Form D file number
021-937076

Form ADV 943002 · Sep 3, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPI HEDGE, L.P.Hedge Fund · Last reported Sep 3, 2015$3.33MGross asset value

Feeder funds

  • SPI DIVERSIFIED, L.P.
Auditor PRICEWATERHOUSECOOPERS, LLP SALT LAKE CITY, Utah, United States
Custodian WELLS FARGO OGDEN, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8613984292
Reported beneficial owners
13
Minimum commitment
$500K
Form D file number
021-1006720

Form ADV 943002 · Sep 3, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 16, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

47 MAPLE ST, STE 103
SUMMIT, NJ, 07901-2571, United States

CRD 105373

Filing source

Form ADV 2055193 · Mar 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.