Investment adviser · CRD 147984
SUMMIT PLACE FINANCIAL ADVISORS, LLC
Investment adviser filing (IA)
SUMMIT PLACE FINANCIAL ADVISORS,LLC
SUMMIT, NJ, United States · Form ADV filed Sep 25, 2026
- Regulatory AUM
- $300M Form ADV · Item 5.F
- Client accounts
- 335 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 50 | $290,925,707 | 96.8% |
| Corporations & businesses | Fewer than 5 | $6,647,799 | 2.2% |
| Individuals | 9 | $2,831,309 | 0.9% |
Filing source
Form ADV 2134740 · Sep 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 25, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
18 BANK STREET, SUITE 202SUMMIT, NJ, 07901, United States
CRD 147984
Filing source
Form ADV 2134740 · Sep 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.