Investment adviser · CRD 106812

SUMMIT CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

SEATTLE, WA, United States · Form ADV filed Mar 11, 2016

Regulatory AUM
$520M
Form ADV · Item 5.F
Client accounts
814
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
8
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ECHELON PARTNERS LPHedge Fund · Last reported Mar 11, 2016$52.3MGross asset value

Form D fundraising filings

ECHELON PARTNERS L P

Fund administrator ARCHWAY TECHNOLOGY PARTNERS INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PETERSON SULLIVAN LLP SEATTLE, Washington, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-9068001477
Reported beneficial owners
75
Minimum commitment
$500K
Form D file number
021-89735

Form ADV 985470 · Mar 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT LC HOLDINGS, LLCPrivate Equity Fund · Last reported Mar 11, 2016$2.3MGross asset value
Auditor PETERSON SULLIVAN LLP SEATTLE, Washington, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-6308538903
Reported beneficial owners
10
Minimum commitment
$100K

Form ADV 985470 · Mar 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT WORLD PARTNERS FUND LPHedge Fund · Last reported Jul 13, 2012$72.6MGross asset value
Fund administrator ARCHWAY TECHNOLOGY PARTNERS INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY PC ROSELAND, New Jersey, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-8613171019
Reported beneficial owners
60
Minimum commitment
$500K
Form D file number
021-128677

Form ADV 659639 · Jul 13, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT SPECIAL SITUATIONS FUND LPHedge Fund · Last reported Jul 13, 2012$67.2MGross asset value
Fund administrator ARCHWAY TECHNOLOGY PARTNERS INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY PC ROSELAND, New Jersey, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New Jersey, United States Related to adviser: No
Prime broker MERLIN SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERLIN SECURITIES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-6334609312
Reported beneficial owners
70
Minimum commitment
$250K
Form D file number
021-130000

Form ADV 659639 · Jul 13, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 11, 2016. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1011 WESTERN AVE, SUITE 920
SEATTLE, WA, 98104, United States

CRD 106812

Filing source

Form ADV 985470 · Mar 11, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.