Investment adviser · CRD 7727

SULLIVAN, MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP

Investment adviser filing (IA)

SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.

NEW YORK, NY, United States · Form ADV filed Dec 23, 2013

Regulatory AUM
$38.2M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 23, 2013. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

120 EAST 56TH ST.
NEW YORK, NY, 10022, United States

CRD 7727

Filing source

Form ADV 772007 · Dec 23, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.