Investment adviser · CRD 155665

STRATEGOS CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

WAYNE, PA, United States · Form ADV filed Jul 26, 2024

Regulatory AUM: $21.6M
Client accounts: 3
Employees: 5
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$21,595,269	100.0%

Filing source

Form ADV 1890741 · Jul 26, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STRATEGOS DEEP VALUE MASTER FUND II LPHedge Fund · Last reported Jul 26, 2024$21.6MGross asset value

Feeder funds

STRATEGOS DEEP VALUE FUND II LP
STRATEGOS DEEP VALUE FUND LTD.

Fund administrator APEX FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Marketer ACS GLOBAL ADVISORS LTD. LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON
PCAOB 5346

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

Fund details & source

Fund ID: 805-3981799824
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-450163

Form ADV 1890741 · Jul 26, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STRATEGOS ECS MASTER FUND, L.P.Hedge Fund · Last reported Jul 15, 2019$111MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP PHILADELPHIA, Pennsylvania, United States

Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No

Marketer ACS GLOBAL ADVISORS LTD. LONDON, United Kingdom Related to adviser: No

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

CANTOR FITZGERALD & CO.
SEC 8-201

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source

Fund ID: 805-3331610864
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-277474
Form D file number: 021-277476

Form ADV 1333781 · Jul 15, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STRATEGOS DEEP VALUE MORTGAGE MASTER FUND II, LTD.Private Equity Fund · Last reported May 18, 2012$36.4MGross asset value

Feeder funds

STRATEGOS DEEP VALUE MORTGAGE (OFFSHORE) FUND II, L.P.

Fund administrator BNY MELLON INVESTMENT SERVICING (U.S.) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3669327161
Reported beneficial owners: 14
Minimum commitment: $1M

Form ADV 648065 · May 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STRATEGOS DEEP VALUE MASTER FUND, ICAVHedge Fund · Last reported Mar 30, 2017$31.1MGross asset value

Feeder funds

STRATEGOS DEEP VALUE FUND LP
STRATEGOS DEEP VALUE FUND EUROPE PLC
STRATEGOS DEEP VALUE FUND LTD.

Fund administrator DEUTSCHE INTERNATIONAL CORPORATE SERVICES (IRELAND) LIMITED DUBLIN 3, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON DUBLIN 2, Ireland

Custodian DEUTSCHE BANK AG, DUBLIN BRANCH DUBLIN 3, Ireland Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Marketer ACC PARTNERS LLP LONDON, United Kingdom Related to adviser: No

Marketer ACS GLOBAL ADVISORS LTD. LONDON, United Kingdom Related to adviser: No

Marketer BROOK GREEN CAPITAL LTD. LONDON, United Kingdom Related to adviser: No

Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

Fund details & source

Fund ID: 805-4015995024
Reported beneficial owners: 29
Minimum commitment: $1M
Form D file number: 021-165137

Form ADV 1068861 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STRATEGOS ECS MASTER FUND II, L.P.Hedge Fund · Last reported May 24, 2023$575KGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP PHILADELPHIA, Pennsylvania, United States

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Marketer ACS GLOBAL ADVISORS LTD. LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

Fund details & source

Fund ID: 805-2106543373
Reported beneficial owners: 24
Minimum commitment: $1M
Form D file number: 021-303577
Form D file number: 021-303578

Form ADV 1762765 · May 24, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 26, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

134 N WAYNE AVE., SUITE 203
WAYNE, PA, 19087, United States

CRD 155665

Filing source

Form ADV 1890741 · Jul 26, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.