Investment adviser · CRD 149134
STRATEGIC WEALTH PLANNING
Investment adviser filing (IA)
BLUM FINANCIAL, LP
RICHARDSON, TX, United States · Form ADV filed Mar 10, 2026
- Regulatory AUM
- $209M Form ADV · Item 5.F
- Client accounts
- 781 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 100 | $193,200,000 | 92.6% |
| Individuals | 96 | $14,100,000 | 6.8% |
| Retirement plans | Fewer than 5 | $1,300,000 | 0.6% |
Filing source
Form ADV 2066334 · Mar 10, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 10, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2929 NORTH CENTRAL EXPRESSWAY, SUITE 200RICHARDSON, TX, 75080, United States
CRD 149134
Filing source
Form ADV 2066334 · Mar 10, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.