Investment adviser · CRD 109677
STRATEGIC FINANCIAL SERVICES
Investment adviser filing (IA)
STRATEGIC FINANCIAL SERVICES, INC.
UTICA, NY, United States · Form ADV filed Mar 26, 2026
- Regulatory AUM
- $2.81B Form ADV · Item 5.F
- Client accounts
- 3,589 Accounts, not individual clients
- Employees
- 39 Reported in this filing
- Advisory professionals
- 26 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 501 | $1,749,827,053 | 62.3% |
| Retirement plans | 80 | $559,325,036 | 19.9% |
| Individuals | 715 | $226,812,680 | 8.1% |
| Corporations & businesses | 33 | $215,366,321 | 7.7% |
| Charities | 7 | $56,248,132 | 2.0% |
Filing source
Form ADV 2075708 · Mar 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 26, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
114 BUSINESS PARK DRIVEUTICA, NY, 13502, United States
CRD 109677
Filing source
Form ADV 2075708 · Mar 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.