Investment adviser · CRD 131221

STONNINGTON GROUP, LLC

Investment adviser filing (IA)

PASADENA, CA, United States · Form ADV filed Jun 6, 2023

Regulatory AUM: $553M
Client accounts: 576
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	127	$463,962,230	83.9%
Individuals	118	$38,229,906	6.9%
Retirement plans	5	$37,133,443	6.7%
Charities	Fewer than 5	$8,325,356	1.5%
Corporations & businesses	Fewer than 5	$5,380,732	1.0%
Other clients	1	$13,186	0.0%

Filing source

Form ADV 1765627 · Jun 6, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STONNINGTON ASSET ALLOCATION, LPPrivate Equity Fund · Last reported Jun 6, 2023$2.48MGross asset value

Fund administrator BGT CONSULTING LLC. CALABASAS, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP CERTIFIED PUBLIC ACCOUNTS DENVER, Colorado, United States

Custodian MERRILL LYNCH VENTURE SERVICES SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP CERTIFIED PUBLIC ACCOUNTS
PCAOB 349

Fund details & source

Fund ID: 805-2108224952
Reported beneficial owners: 10
Minimum commitment: $100K
Form D file number: 021-1481835

Form ADV 1765627 · Jun 6, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 6, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

600 S. LAKE AVE, SUITE 502
PASADENA, CA, 91106, United States

CRD 131221

Filing source

Form ADV 1765627 · Jun 6, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.