Investment adviser · CRD 134195

STONEWATER CAPITAL LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 15, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STONEWATER CAPITAL ASIA (EX-JAPAN) LLCHedge Fund · Last reported Mar 15, 2016$55MGross asset value

Feeder funds

  • STONEWATER CAPITAL OFFSHORE LTD. - CLASS E
Fund administrator APEX FUND SERVICES (US) INC RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Custodian BNP PARIBAS BANK & TRUST CAYMAN LIMITED GEORGE TOWN, Cayman Islands Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer LYSTER WATSON & COMPANY NEW YORK, New York, United States Related to adviser: No
Marketer OLD CITY PARTNERS LLC CLIFTON, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES LLC
SEC 8-35008

LYSTER WATSON & COMPANY
CRD 106066 · SEC 801-40750

OLD CITY PARTNERS LLC
CRD 139582

Fund details & source
Fund ID
805-3370262348
Reported beneficial owners
68
Minimum commitment
$1M
Form D file number
021-105430

Form ADV 992061 · Mar 15, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONEWATER CAPITAL GREATER CHINA LLCHedge Fund · Last reported Mar 15, 2016$18.5MGross asset value

Feeder funds

  • STONEWATER CAPITAL OFFSHORE LTD. - CLASS K
Fund administrator APEX FUND SERVICES (US) INC RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Custodian BNP PARIBAS BANK & TRUST CAYMAN LIMITED GEORGE TOWN, Cayman Islands Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source
Fund ID
805-6388873000
Reported beneficial owners
7
Minimum commitment
$1M
Form D file number
021-94783

Form ADV 992061 · Mar 15, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONEWATER CAPITAL OFFSHORE LTDHedge Fund · Last reported Mar 15, 2016$126KGross asset value
Fund administrator APEX FUND SERVICES (US) INC RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LP MELVILLE, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Marketer LYSTER WATSON & COMPANY NEW YORK, New York, United States Related to adviser: No
Marketer OLD CITY PARTNERS LLC CLIFTON, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

LYSTER WATSON & COMPANY
CRD 106066 · SEC 801-40750

OLD CITY PARTNERS LLC
CRD 139582

Fund details & source
Fund ID
805-2007057027
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-108956

Form ADV 992061 · Mar 15, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONEWATER CAPITAL OPPORTUNITIES FUND LPHedge Fund · Last reported Apr 17, 2015$861KGross asset value

Form D fundraising filings

StoneWater Capital Opportunities Fund, LP

Feeder funds

  • STONEWATER CAPITAL OFFSHORE LTD. CLASS M
Fund administrator APEX FUND SERVICES (US) INC RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian ROYAL BANK OF CANADA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4723207902
Reported beneficial owners
17
Minimum commitment
$1M
Form D file number
021-141959

Form ADV 909916 · Apr 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 15, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

250 PARK AVENUE, 7TH. FLOOR
NEW YORK, NY, 10177, United States

CRD 134195

Filing source

Form ADV 992061 · Mar 15, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.