Investment adviser · CRD 113843
STONEGATE CAPITAL ADVISORS, LLC
Investment adviser filing (IA)
SCOTTSDALE, AZ, United States · Form ADV filed Jan 20, 2021
- Regulatory AUM
- $374M Form ADV · Item 5.F
- Client accounts
- 1,250 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 257 | $347,000,000 | 92.8% |
| Retirement plans | 17 | $21,000,000 | 5.6% |
| Charities | 6 | $6,000,000 | 1.6% |
Filing source
Form ADV 1482927 · Jan 20, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 20, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
6263 N SCOTTSDALE RD, STE295SCOTTSDALE, AZ, 85250, United States
CRD 113843
Filing source
Form ADV 1482927 · Jan 20, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.