Investment adviser · CRD 164925

STONE TORO INVESTMENT ADVISERS

Investment adviser filing (IA)

STONE TORO INVESTMENT ADVISERS LP

· Form ADV filed Apr 1, 2016

Regulatory AUM
$24.6M
Form ADV · Item 5.F
Client accounts
63
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ST ALPHA EVENT MASTER FUND LPHedge Fund · Last reported Aug 7, 2015$88.1MGross asset value

Form D fundraising filings

ST Alpha Event Master Fund LP

Feeder funds

  • ST ALPHA EVENT FUND LP
  • ST ALPHA EVENT FUND LTD.
Fund administrator DEUTSCHE BANK ALTERNATIVE FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator DEUTSCHE BANK (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CONVERGEX EXECUTION SOLUTIONS LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CONVERGEX EXECUTION SOLUTIONS LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CONVERGEX EXECUTION SOLUTIONS LLC
SEC 8-46838

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CONVERGEX EXECUTION SOLUTIONS LLC
CRD 35693 · SEC 8-46838

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-7400269454
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-155800

Form ADV 940345 · Aug 7, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2016. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets

Principal office

CRD 164925

Filing source

Form ADV 1007542 · Apr 1, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.