Investment adviser · CRD 138960

STONE HARBOR INVESTMENT PARTNERS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 22, 2022

Regulatory AUM: $15B
Client accounts: 72
Employees: 83
Advisory professionals: 31

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	12	$6,132,980,000	40.9%
Pooled investment vehicles	30	$3,627,050,000	24.2%
Investment companies	11	$2,661,710,000	17.8%
Sovereign wealth & foreign institutions	Fewer than 5	$968,630,000	6.5%
Other clients	6	$476,920,000	3.2%
Government entities	Fewer than 5	$426,350,000	2.8%
Insurance companies	Fewer than 5	$416,250,000	2.8%
Charities	Fewer than 5	$140,350,000	0.9%
Corporations & businesses	Fewer than 5	$127,740,000	0.9%

Filing source

Form ADV 1645112 · Apr 22, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

13 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STONE HARBOR INVESTMENT FUNDS PLC - STONE HARBOR EMERGING MARKETS LOCAL CURRENCY DEBT FUNDOther Private Fund · Last reported Apr 22, 2022$754MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1193

Fund details & source

Fund ID: 805-1671141585
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-350290

Form ADV 1645112 · Apr 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONE HARBOR INVESTMENT FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT FUNDOther Private Fund · Last reported Apr 22, 2022$662MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1193

Fund details & source

Fund ID: 805-5099022599
Reported beneficial owners: 29
Minimum commitment: $5M

Form ADV 1645112 · Apr 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIOOther Private Fund · Last reported Apr 22, 2022$405MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1193

Fund details & source

Fund ID: 805-8287396919
Reported beneficial owners: 7
Minimum commitment: $5M
Form D file number: 021-162483

Form ADV 1645112 · Apr 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONE HARBOR INVESTMENT FUNDS PLC - STONE HARBOR HIGH YIELD BOND FUNDOther Private Fund · Last reported Apr 22, 2022$74.8MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1193

Fund details & source

Fund ID: 805-1046284598
Reported beneficial owners: 5
Minimum commitment: $5M

Form ADV 1645112 · Apr 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONE HARBOR LEVERAGED LOAN FUND LLCOther Private Fund · Last reported Apr 22, 2022$40.7MGross asset value

Fund administrator ALPS FUND SERVICES, INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY CLEVELAND, Ohio, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY
PCAOB 925

Fund details & source

Fund ID: 805-3436622091
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 1645112 · Apr 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONE HARBOR INVESTMENT FUNDS PLC - STONE HARBOR EMERGING MARKETS CORPORATE DEBT FUNDOther Private Fund · Last reported Mar 30, 2016$322MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7332611442
Reported beneficial owners: 14
Minimum commitment: $1M

Form ADV 961271 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR LIBOR MULTI-STRATEGY (NO. 2) PORTFOLIOOther Private Fund · Last reported Apr 29, 2020$268MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1193

Fund details & source

Fund ID: 805-3832131769
Reported beneficial owners: 3
Minimum commitment: $5M

Form ADV 1414265 · Apr 29, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 22, 2022. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

31 WEST 52ND STREET, 17TH FLOOR
NEW YORK, NY, 10019, United States

CRD 138960

Filing source

Form ADV 1645112 · Apr 22, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.