STONE FOREST CAPITAL, LLC – investment adviser, $123M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$123,093,936	100.0%

Filing source

Form ADV 1718994 · Mar 23, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SFC FORESTA MASTER FUND, L.P.Other Private Fund · Last reported Mar 23, 2023$123MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPER US (CAYMAN) LTD. GEORGETOWN, Cayman Islands

Custodian CITIBANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNER AMPER US (CAYMAN) LTD.
PCAOB 274

CITIBANK, NATIONAL ASSOCIATION
LEI E57ODZWZ7FF32TWEFA76

PERSHING LLC
SEC 8-17574

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-1280998577
Reported beneficial owners: 15
Minimum commitment: $0

Form ADV 1718994 · Mar 23, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONE FOREST EM MASTER FUND, L.P.Hedge Fund · Last reported Mar 25, 2021$3.55MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. CAMANA BAY, GRAND CAYMAN, Cayman Islands

Custodian BSP CAPITAL LTD. PORT MORESBY, Papua New Guinea Related to adviser: No

Custodian CAJA DE VALORES, S.A. BUENOS AIRES, Argentina Related to adviser: No

Custodian CITIBANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer SHEK ADVISORY LLC JERICHO, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

CAJA DE VALORES, S.A.
LEI 48510030C35RTMK7W149

CITIBANK, NATIONAL ASSOCIATION
LEI E57ODZWZ7FF32TWEFA76

PERSHING LLC
SEC 8-17574

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-2847072271
Reported beneficial owners: 8
Minimum commitment: $0

Form ADV 1503697 · Mar 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

156 W. 56TH STREET, SUITE 2008
NEW YORK, NY, 10019, United States

CRD 291821

Filing source

Form ADV 1718994 · Mar 23, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.