Investment adviser · CRD 111320

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Investment adviser filing (IA)

STOKER OSTLER WEALTH ADVISORS, INC.

SCOTTSDALE, AZ, United States · Form ADV filed Jul 16, 2026

Regulatory AUM: $3.67B
Client accounts: 5,166
Employees: 30
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	945	$3,312,550,317	90.3%
Individuals	634	$344,937,612	9.4%
Charities	6	$12,272,264	0.3%

Filing source

Form ADV 2120287 · Jul 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

27 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SO01Other Private Fund · Last reported Aug 4, 2016$0Gross asset value

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-7001603452
Reported beneficial owners: 1
Minimum commitment: $1

Form ADV 1033185 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SO02Other Private Fund · Last reported Aug 4, 2016$0Gross asset value

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-5663125005
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 1033185 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SO03Other Private Fund · Last reported Aug 4, 2016$0Gross asset value

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-4192263858
Reported beneficial owners: 3
Minimum commitment: $1

Form ADV 1033185 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SO04Other Private Fund · Last reported Aug 4, 2016$0Gross asset value

Custodian TD AMERITRADE CLEARING, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

TD AMERITRADE CLEARING, INC.
SEC 8-16335

Fund details & source

Fund ID: 805-1115147767
Reported beneficial owners: 1
Minimum commitment: $1

Form ADV 1033185 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SO05Other Private Fund · Last reported Aug 4, 2016$0Gross asset value

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-4363851592
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 1033185 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SO06Other Private Fund · Last reported Aug 4, 2016$0Gross asset value

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-2670950714
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 1033185 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SO07Other Private Fund · Last reported Aug 4, 2016$0Gross asset value

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-3275109714
Reported beneficial owners: 3
Minimum commitment: $1

Form ADV 1033185 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 16, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

4900 N. SCOTTSDALE ROAD, SUITE 2600
SCOTTSDALE, AZ, 85251, United States

CRD 111320

Filing source

Form ADV 2120287 · Jul 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.