Investment adviser · CRD 108502

STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS

Investment adviser filing (IA)

IRVINE, CA, United States · Form ADV filed Mar 4, 2020

Regulatory AUM
$23.5K
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$23,524100.0%
Filing source

Form ADV 1387684 · Mar 4, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

YELLIN-YAMSHON-RUBINSTEIN L.P.Hedge Fund · Last reported Mar 4, 2020$23.5KGross asset value
Custodian FIDELITY DISTRIBUTORS COMPANY LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Prime broker FIDELITY DISTRIBUTORS COMPANY LLC SMITHFIELD, Rhode Island, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097

FIDELITY DISTRIBUTORS COMPANY LLC
CRD 17507 · SEC 8-35097

Fund details & source
Fund ID
805-5355329565
Reported beneficial owners
21
Minimum commitment
$250K

Form ADV 1387684 · Mar 4, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFP FORESTRY & LAND FUND LPReal Estate Fund · Last reported Aug 31, 2015$1.4MGross asset value
Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. SMITHFIELD, Rhode Island, United States Related to adviser: No
Prime broker FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. SMITHFIELD, Rhode Island, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
CRD 17507 · SEC 8-35097

Fund details & source
Fund ID
805-1005493082
Reported beneficial owners
4
Minimum commitment
$100K

Form ADV 944523 · Aug 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 4, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

2040 MAIN STREET, SUITE 720
IRVINE, CA, 92614, United States

CRD 108502

Filing source

Form ADV 1387684 · Mar 4, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.